SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
05/28/2010
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3. Issuer Name and Ticker or Trading Symbol
Tree.com, Inc.
[ TREE ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
| SVP & Chief Accounting Officer |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
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| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Options to Purchase Common Stock |
01/31/2009
|
01/31/2018
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Common Stock |
4,150 |
7.46 |
D |
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| Restricted Stock Units |
02/06/2011
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02/06/2011
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Common Stock |
599 |
0 |
D |
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| Restricted Stock Units |
02/16/2011
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02/16/2012
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Common Stock |
1,163 |
0 |
D |
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| Restricted Stock Units |
02/17/2011
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02/17/2013
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Common Stock |
3,188 |
0 |
D |
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| Restricted Stock Units |
02/11/2011
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02/11/2013
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Common Stock |
5,000 |
0 |
D |
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| Explanation of Responses: |
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/s/ Debra Ashley as Attorney-in-Fact for Christopher Hayek |
06/04/2010 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
CONFIRMING STATEMENT
CONFIRMING STATEMENT
This Statement confirms that the undersigned, Christopher Hayek, has authorized
and designated Debra Ashley and Megan Fine, signing singly, to execute and file
on the undersigned's behalf all Forms 3, 4, and 5 (including any amendments
thereto) that the undersigned may be required to file with the U.S. Securities
and Exchange Commission as a result of the undersigned's ownership of or
transactions in securities of Tree.com, Inc. The authority of Debra Ashley and
Megan Fine under this Confirming Statement shall continue until the undersigned
is no longer required to file Forms 3, 4, and 5 with regard to the
undersigned's ownership of or transactions in the securities of Tree.com, Inc.,
unless earlier revoked in writing. The undersigned acknowledges that Debra
Ashley and Megan Fine are not assuming any of the undersigned's
responsibilities to comply with Section 16 of the Securities and Exchange Act
of 1934.
/s/ CHRISTOPHER HAYEK
June 2, 2010
